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600360华微电子_实施重大违法公司强制退市(2014-11-10)

600360华微电子

600360华微电子——st500lm012

  上海证券交易所退市新规解读
  随着中国证监会《关于改革、完善和严格执行上市公司退市制度的若干意见》(以下简称《退市意见》)和新修订的《上海证券交易所股票上市规则》(以下简称《上海证券交易所上市规则》)的正式发布新一轮退市制度改革的相关规定已正式实施。本次改革的突出特点之一,就是针对部分存在重大违法行为、严重侵害投资者利益的上市公司无法退市的实际情况,建立并实施重大违法公司强制退市制度。

  重大违法强制退市:欺诈发行、重大违法信息披露
  具体而言,重大违法公司强制退市主要包括两种情况,一种是欺诈发行公司强制退市,另一种是重大信息披露违法公司强制退市。

600360华微电子——沪指多少点

  欺诈发行是指发行新股的过程,是指上市公司因首次公开发行申请或者披露文件中存在虚假记载、误导性陈述或者重大遗漏,受到中国证监会行政处罚的行为,导致不符合发行条件的发行人获得发行批准,或者对新股定价产生实质性影响,或者涉嫌欺诈发行罪或者涉嫌欺诈发行罪被依法移送公安机关。

  重大信息披露违规是指上市后的违法行为,是指上市公司因信息披露文件存在虚假记载、误导性陈述或者重大遗漏,受到中国证监会行政处罚的行为,其性质恶劣、情节严重、市场影响重大,构成重大违法行为的,经行政处罚决定认定,或者因违法行为,以违反规定泄露或者不泄露重要信息罪被依法移送公安机关处理。
  重大违法强制退市涉及*ST、暂停上市、恢复上市、终止上市

600360华微电子——st三鑫

  对于实施重大违法强制退市,根据上海证券交易所股票上市新规,上市公司涉及上述重大违法强制退市的,证券交易所将对该公司股票实施退市风险提示(*st),而公司股票可连续交易30个交易日。未依法撤销或者确认无效或者变更重大违法行政处罚决定的,公司股票在30个交易日届满后进入暂停上市阶段,自相关行政处罚或者移送公安机关之日起一年内终止上市。
  The relevant person in charge of the Shanghai Stock Exchange said that the delisting system reform set up the delisting risk warning link and a certain trading period for major illegal delisting situations, mainly considering that the occurrence of such delisting situations has the characteristics of contingency and suddenness, in order to give investors, especially small and medium-sized investors, the necessary buffer preparation and exit opportunities.

  It is worth noting that, taking into account the interests of small and medium investors, the delisting system reform has specially stipulated a special mechanism for the resumption of listing of major illegal companies, that is, differentiated arrangements have been made to distinguish fraudulent issuance from major information disclosure violations: major information disclosure violations have been suspended, and the listed companies have comprehensively corrected the violations within the specified time limit, and timely removed the relevant responsibilities If a person or company has made proper arrangements to bear the civil liability for compensation, he or she may apply to resume the listing of his or her shares.However, if a company suspends the listing of its shares due to fraudulent issuance, it shall terminate the listing of its shares within the prescribed time limit unless it is found that the fraudulent issuance does not constitute fraudulent issuance.

600360华微电子——买房贷款利率

  The implementation procedure of major illegal delisting is consistent with the current relevant rules of compulsory delisting
  The implementation procedures of major illegal delisting shall be consistent with the procedures of risk warning, suspension of listing, resumption of listing and termination of listing in the current mandatory delisting situation of the stock listing rules of the Shanghai Stock Exchange.The details are as follows:

  The risk warning of delisting shall be implemented directly by the business department of Shanghai Stock Exchange; for the suspension and termination of listing, the Shanghai Stock Exchange shall make the decision of suspension or termination of listing according to the audit opinions of the Listing Committee of the exchange within 15 trading days after the occurrence of relevant circumstances; for the resumption of listing, the Shanghai Stock Exchange shall make the decision of suspension or termination of listing according to the trading rules within 30 trading days after the date of accepting the application for resumption of listing According to the review opinions of the Listing Committee of the exchange, the decision on whether to approve the resumption of listing shall be made.

  Through the implementation of the delisting system of major illegal companies, the “black sheep” will be removed from the market, which fully responds to the concerns of the market.这对于打击和遏制资本市场违法犯罪活动,促进上市公司规范运作和资本市场健康发展具有长期而重要的意义。当然,这一制度能否达到预期效果,还有待市场和监管实践的检验。

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