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【600143股吧】券商着手清理违规配资账户(2015-09-09)


600143股吧——2012股票涨幅

  [securities companies start to clean up illegal capital allocation accounts Umbrella trust may be the next target] the reporter of securities daily visited several securities business departments and learned that although an urgent notice on cleaning up and rectifying illegal securities business activities widely spread on the Internet has not been officially confirmed, many securities business departments said that they have received instructions from their superiors and started to clean up illegal capital allocation accounts.In addition, the reporter also learned that due to the sudden issuance of relevant documents on the illegal fund allocation, the process of clearing the illegal fund allocation accounts of some business departments will be relatively slow, and some business departments have not received the specific timetable for clearing the illegal fund allocation.
  Securities companies start to clean up illegal allocation account umbrella trust or as the next target

600143股吧

  ”We are reporting the umbrella trust data as required, waiting for the company’s unified instruction, and predicting that the next step is to clean up the umbrella trust.”A medium-sized securities business department official said.
  ”Securities Daily” reporter visited a number of securities business departments to understand that although the “urgent notice on cleaning up and rectifying illegal securities business activities” widely spread on the Internet has not been officially confirmed, many securities business departments said that they have received instructions from their superiors and started to clean up illegal capital allocation accounts.In addition, the reporter also learned that due to the sudden issuance of relevant documents on the illegal fund allocation, the process of clearing the illegal fund allocation accounts of some business departments will be relatively slow, and some business departments have not received the specific timetable for clearing the illegal fund allocation.

600143股吧——一元人民币是多少日元

  In fact, the funding business has gone through two rounds of baptism.Two days before the irrational decline, on June 13, the Securities Regulatory Commission issued a document prohibiting securities companies from providing convenience for OTC funding activities.On July 12, the CSRC issued a document again, urging securities companies to regulate the external access behavior of information system, and completing the verification of self inspection of securities companies around the end of July 2015.For securities trading through external access information system, securities companies shall strictly examine the authenticity of customers’ identities, the compliance of trading accounts and trading operations, and prevent any institution or individual from illegally engaging in trading activities by borrowing securities trading channels of the company.

  海通证券某营业部负责人告诉记者:“我们公司将按照监管要求清理违规账户,并将取消恒生置业的白名单。同时,不会影响网上交易等账户方式的正常使用。”
  至于白名单是什么,上述人士进一步解释说:“白名单是技术部门给出的定义。对于外部系统来说,黑名单显然意味着无法通过,而白名单则是指已经过测试、风险可控的外部系统。”

600143股吧——股票000789

  此外,对于“存量不足10亿元的,9月11日前完成;10亿元至50亿元的,18日前完成;50亿元至100亿元的,25日前清理;100亿元至150亿元的,30日前清理;有两家证券公司资金超过300亿元,清理工作应在10月31日前完成。”海通证券相关负责人表示,这个时间表还没有得到官方确认,“我也比较关注这个时间表,但具体文件还没有收到。”
  “总部将下发通知,统一引导清理。与销售部的员工相比,它总是强调资金合规问题。”中信建投证券某营业部工作人员告诉记者。

  多家证券公司对违规资金划拨账户的清理有着完整的方案。同时,《证券日报》记者也注意到,在走访的证券公司中,多家证券公司营业部均表示没有违规账户。

600143股吧——川财证券

  “我们营业部没有违规资金划拨账户需要清理。”西南某大中型券商人士表示。
  “幸运的是,我们这次没有清理非法分配账户。”一位券商人士告诉记者,“其实清朝是清朝清朝比较早的时候。少来的客户,少来的销售部门不合理的资金分配。因此,这次突然清理并没有第一次那么困难。”

  与此同时,伞式信托也成为公众批评的对象。

  “我们正在按要求上报雨伞信托的数据,等待公司的统一指令。估计下一步要清理的是“雨伞信托”一位中型证券营业部负责人表示。
  有证券业内人士告诉记者,实际上,雨伞信托的高杠杆率和低融资成本能够吸引投资者的眼球。For securities companies, the relatively high transaction commission is enough to attract them to set foot in. Therefore, after the CSRC has banned it for many times, some securities dealers are willing to set foot in umbrella trust.

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